Circulars
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SEBI
- Amendment to Master Circular dated 17-05-2023, issued by SEBI, w.r.t words "freezing/frozen" which has now been deleted, and “Referral of folios by RTA/listed company to the administering authority has been done away with”.- Circular dated 17 Nov 2023
- Amendment to Reg. 40 of SEBI (LODR) Regulations, 2015 with respect to mandatory dematerialization for transfer of securities
- Clarification on Common Simplified Norms for Processing Investor Requests. -SEBI Circular dated 14 December 2021
- Common Simplified Norms for Processing Investor Requests. -SEBI Circular dated 3 November 2021
- Common Simplified Norms for Processing Investor Requests. -Circular dated 16 March 2023
- Extension of Timelines for submission of PAN, KYC and Nomination by physical security holders, nomination for eligible demat accounts etc. - SEBI Circular dated September 26, 2023
- Guidelines with respect to procedural aspects of Suspense Escrow Demat Account-Advisory to RTAs- Circular dated 30 Dec 2022
- Issue of Duplicate Share Certificate and Other Services in Demat. -SEBI Circular dated 25 January 2022
- Master Circular for Registrars to an Issue and Share Transfer Agents -Circular dated 17 May 2023
- Modification in Cyber Security Resilience framework. -SEBI Circular dated 27 May 2022
- Online Resolution of Disputes in the Indian Securities Market SEBI Circular dated July 31, 2023
- Online Resolution of Disputes in the Indian Securities Market SEBI Master Circular dated Aug 04, 2023
- Process of ASBA applications in Public Issues. -SEBI Circular dated 30 May 2022
- Publishing Investor Charter and Disclosure of Complaints. -SEBI Circular dated 26 November 2021
- Re-lodgement of Transfer Requests of Shares-SEBI Circular dated 07 September 2020
- Simplification of procedure and standardisation of documents for Duplicate Issue of Securities. -SEBI Circular dated 25 May 2022
- Simplification of procedure and standardisation of formats of documents for Transmission.-SEBI Circular dated 18 May 2022
- SOP for dispute resolution under Stock Exchange Arbitration mechanism.-SEBI Circular dated 30 May 2022
- Streamlining process of Rights Issue. -SEBI Circular dated 19 May 2022
- Streamlining process of public issues and redressal of investor grievances. -SEBI Circular dated 20 April 2022
- System Driven Disclosures -SEBI Circular dated March 07,2022
- Transmission of Securities to Joint Holder/s.-SEBI Circular dated 18 October 2021
- Transfer of securities only in demat form- Deadline extended till April 1, 2019